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Name File Type Size Last Modified
18(b)(4)(E) DOC
13 KB
Apr/29/2014
Background checks Legal - Nasa v Nelson - Final Decision US SUpreme Ct 1-29-11 PDF
103 KB
Mar/31/2011
Bad Actor Rules - SEC Release 33-9414 PDF
565 KB
Oct/10/2013
Blue Sky Filing Chart Reg D 506(b) and 506(c) - Summary - Velocity Law - Nancy Fallon-Houle - As of 3-22-16 PDF
48 KB
Mar/21/2016
Business and Securities Lawyer Practice - Nancy Fallon-Houle P C - Short Description - 5-8-14 DOC
24 KB
May/08/2014
Capitalization Table - Clean - Importance of - Red Rocket Lesson-152 9-3-13 Georege Deeb and Jay Stocki, Partners PDF
166 KB
Sep/03/2013
Due Diligence - Officers and Directors - Private Offering - Short Form - 2-17-11 DOC
38 KB
Feb/17/2011
Due Diligence Questionnaire - Os and Ds PDF
32 KB
May/15/2005
EFD - List of States that allow and dont allow EFD filings PDF
67 KB
Mar/06/2015
EFD Filings for Reg D 506 Offering Blue Sky - Filing Links List of States Contact Info as of 2-22-16 DOC
25 KB
Feb/22/2016
Florida - Private Placement Exemption Article - Feb 1999 Florida Bar Journal PDF
155 KB
Oct/30/2014
Florida - Rule 69W-500.016 - Amended 9-30-10 and 9-22-14 PDF
95 KB
Oct/30/2014
Florida - Rule Making - Private Offering - 69W-500.016 PDF
89 KB
Oct/30/2014
Florida Exemption for Reg D 506 (b) - 69W-500.016 - No public solicitation DOC
13 KB
Mar/24/2014
Florida FAQ on website for Reg D 506 Offering, plus Article Excerpts DOC
15 KB
Oct/02/2015
Investors 5 Questions for Effective presentations DOC
13 KB
Mar/05/2012
Private Offering Chart - 4(2), Reg D 504, Reg D 506 4-11-12 DOC
35 KB
Apr/11/2012
Private Offerings Turned Public By General Solicitation - 5-21-10 DOC
28 KB
Jun/17/2011
Public Offering Blue Sky - Merit Review States List DOC
47 KB
Aug/15/2005
Reg D 506(b) Reasonable Belief Test - SEC_s view - Check Box on Sub Doc Not Adequate_ but 506(c) gui DOC
17 KB
Feb/04/2014
SEC Bad Actor Rules Adopted 9-23-13 DOC
15 KB
Mar/27/2014
SEC Form D filing on EDGAR for Regulation D Offering - Email Nancy at nfallon@nfhlaw.com for info DOC
11 KB
Jan/18/2009
Securities Law Issues in Raising Capital - Outline - 5-27-13 DOC
53 KB
May/27/2013
State Filings online on EFD Links, instructions, support DOC
12 KB
Oct/02/2015
State Form D Filings - Public Info DOC
14 KB
Oct/02/2015
State Regulator Contact Info from EDF Site as of 4-28-15 PDF
138 KB
Apr/28/2015
Uniform Law Enf Access to Entity Info Act PDF
932 KB
Apr/14/2009
Uniform Securities Act - Connecticut - Chapter 672a www.cga.ct.gov 2011 PDF
868 KB
Apr/15/2014
Uniform Securities Act - Massachusetts PDF
332 KB
Apr/15/2014
Uniform Securities Act Adoption by State Summary - Blue Sky - CCH - Chart 7-8-9 PDF
44 KB
Jul/08/2009
Uniform Securities Act Summary PDF
108 KB
Apr/15/2014
Uniform Securities Act of 2002 - Conference of Securities Commissioners PDF
592 KB
Apr/15/2014
Why You Need an Offering Memo to Raise Money - 2-17-11 DOC
34 KB
Feb/17/2011
efd contact info and registration for webinar on 1-28-15 PDF
41 KB
Jan/28/2015

Contact Nancy Fallon-Houle at nfallon@velocitylaw.com or 630-963-0439 x22 (direct), or staff at 630-598-0400 (main)
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