Velocity Law, LLC
< back to index
  • Click on the document name in each row to view/download.
  • Click on column heading to sort the list.
Name File Type Size Last Modified
Accountant, Bookkeeper, Tax Preparer, and Auditor Referrals From NFHLaw DOC
155 KB
Feb/27/2007
Blue Sky Exemptions for NASDAQ Capital Market, NASDAQ Global Market and Global Select - 2007 Law Article PDF
37 KB
Apr/21/2014
Blue Sky Research Final for Sale to Existing Security Holders Exemption - NASDAQ Small Cap Co DOC
356 KB
Aug/15/2005
Blue sky filing fee chart 1 table for public offering or Reg A in state name order DOC
117 KB
Nov/05/2000
Blue sky filing fee chart 3 tables for public offering or Reg A, ordered by difficulty of registration. DOC
108 KB
Nov/02/2000
Business and Securities Lawyer Practice - Nancy Fallon-Houle P C - Short Description - 5-8-14 DOC
24 KB
May/08/2014
California Corporations Code Section 25111 PDF
266 KB
Jan/20/2011
Chicago IPOs 4-25-11 PDF
26 KB
Apr/25/2011
Due Diligence Questionnaire - Os and Ds PDF
32 KB
May/15/2005
Form 1-A - Regulation A Offering Statement PDF
169 KB
Feb/17/2012
HR 1070 propsal April 2011 to raise maximum amount $ DOC
13 KB
Apr/14/2011
Mary Shapiro Letter on Early Stage Capital Formation Reforms 4 -6-11 PDF
10.41 MB
Apr/12/2011
Merit Review States - Level of Review - Public Offering Blue Sky DOC
25 KB
Mar/14/2012
NASDAQ GLobal Equity Captial Markets 6-14-10 PDF
8 KB
Jun/14/2010
NASDAQ Global Select Market - Highest NASDAQ Market DOC
34 KB
Jun/02/2009
NASDAQ Market Tiers DOC
10 KB
Oct/27/2010
NASDAQ Petition to allow NASDAQ Global Select to Allow Inital Listing Price Simialr to NYSE and Amex 5-25-2010 PDF
226 KB
Apr/21/2014
NASDAQ Rulemaking Petition to designate NASDAQ Capital Market - as Covered Securities - ABA Comment Letter DOC
22 KB
May/15/2008
Nasdaq Global Select Market vs Nasdaq Global Market vs Nasdaq Capital Market DOC
37 KB
Jun/02/2009
Nasdaq Listing Standards & Fees.pdf - March 2005 PDF
369 KB
Jun/03/2005
Nasdaq Listing Requirements & Fees PDF
21 KB
Sep/13/2002
Nasdaq Listing Requirements and Fees - April 2009 PDF
310 KB
Jun/02/2009
Nasdaq Listing Requirements and Fees - July 2010 PDF
230 KB
Nov/02/2010
Nasdaq Listing Requirements and Fees - Listing Requirements and Fees Only - July 2010 PDF
749 KB
Nov/04/2010
Nasdaq.com Glossary of Terms and Reference DOC
66 KB
Jun/02/2009
Nasdaq.com Glossary of Terms and Reference PDF
78 KB
Oct/19/2009
OTC BB - NASDAQ FAQs from NASD Website DOC
19 KB
Feb/08/2007
OTC Bulletin Board Elgibility Rule and OTC Explained DOC
33 KB
Feb/08/2007
Public Offering Blue Sky - Merit Review States List DOC
47 KB
Aug/15/2005
Regualtion A Financials Notes DOC
13 KB
Feb/17/2012
Regulation A Statute Rule 230.251 to 230.263 DOC
29 KB
Jul/24/2012
Rule 147 recommendation acsec draft PDF
36 KB
Sep/23/2015
SEC - Testimony on Crowdfunding and Capital Formation (2011) PDF
153 KB
Jan/29/2012
SEC Action Against Reverse Merger into Public Shell 5-1-14 PDF
18 KB
May/13/2014
SEC Comments and Trends - October 2011 - Ernst & Young PDF
1.72 MB
Nov/01/2011
SEC Form Types - S Forms, and all others PDF
371 KB
Sep/20/2012
SEC Grants Blue Sky Exemption for NASDAQ Captial Market and all above 5-3-2007 PDF
88 KB
Apr/21/2014
SEC Small Business Advisory Committee Final Reports acspc-finalreport PDF
7.70 MB
Apr/30/2006
SEC_Rule_146_Amendment 5-24-07 Exempting from Blue Sky NASDAQ Capital and NASDAQ Global and others PDF
31 KB
Apr/22/2014
Shell Game SCSC PDF
75 KB
Jul/26/2010
Small Public Offering Chart - 1-12-2012 DOC
36 KB
Jan/12/2012
Social Media and securities-and-exchange-com - Morgan Lewis PDF
247 KB
May/07/2014
The Shell Game by Mark T. Hiraide - Software Council PDF
68 KB
Jul/26/2010
public company disclosure recommendation acsec- draft PDF
32 KB
Sep/23/2015

Contact Nancy Fallon-Houle at nfallon@velocitylaw.com or 630-963-0439 x22 (direct), or staff at 630-598-0400 (main)
5449 Bending Oaks Place, Downers Grove, Illinois 60515, DuPage County
copyright © 2018 Velocity Law, LLC legal disclaimer